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Broadwater Associates Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 551841

This is the public ASIC register record for Broadwater Associates Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
551841
Status
Current
Issued
2024-03-22
ABN
79 670 410 321
Location
SURFERS PARADISE, QLD
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions33 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products including:

basic deposit products;

deposit products other than basic deposit products; and

non-cash payment products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities; and

standard margin lending facility; and

deal in a financial product by:

arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts;

interests in managed investment schemes including:

investor directed portfolio services; and

standard margin lending facility; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products including:

basic deposit products;

deposit products other than basic deposit products; and

non-cash payment products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities; and

standard margin lending facility;

to wholesale clients.

Frequently asked questions about AFSL 551841

What is AFSL 551841?

AFSL 551841 is the Australian Financial Services Licence held by Broadwater Associates Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 551841 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 551841, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Foreign Exchange, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 551841?

Look up the company or AFSL 551841 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 551841 — BROADWATER ASSOCIATES PTY LTD (SURFERS PARADISE, QLD)