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Dws Investments Australia Limited

CurrentAustralian Financial Services LicenceAFSL 499640

This is the public ASIC register record for Dws Investments Australia Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
499640
Status
Current
Issued
2018-01-02
ABN
52 074 599 401
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions28 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products including:

basic deposit products;

deposit products other than basic deposit products; and

non-cash payment products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products including:

basic deposit products;

deposit products other than basic deposit products; and

non-cash payment products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

to wholesale clients.

Frequently asked questions about AFSL 499640

What is AFSL 499640?

AFSL 499640 is the Australian Financial Services Licence held by Dws Investments Australia Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 499640 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 499640, the licensee is authorised for Deposit Products, Derivatives, Foreign Exchange, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 499640?

Look up the company or AFSL 499640 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.