Apsec Compliance and Administration Pty Ltd
This is the public ASIC register record for Apsec Compliance and Administration Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 345443
- Status
- Current
- Issued
- 2010-06-02
- ABN
- 30 142 148 409
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions37 items
This licence authorises the licensee to carry on a financial services business to:
deal in a financial product to wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of products:
derivatives limited to:
derivatives restricted to those arrangements that are, at the time of providing a financial service, subject to the operating rules of a licensed market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii);
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives limited to:
derivatives restricted to those arrangements that are, at the time of providing a financial service, subject to the operating rules of a licensed market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii);
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product to retail and wholesale clients by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation
Related licences & representatives (27)
Frequently asked questions about AFSL 345443
What is AFSL 345443?
AFSL 345443 is the Australian Financial Services Licence held by Apsec Compliance and Administration Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 345443 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 345443, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Life Insurance, Managed Investments, Non-Cash Payments, Securities and Superannuation. The exact authorisations and conditions are listed above.
How do I verify AFSL 345443?
Look up the company or AFSL 345443 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.