the Northern Trust Company
This is the public ASIC register record for the Northern Trust Company's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 314970
- Status
- Current
- Issued
- 2008-10-10
- ABN
- 62 126 279 918
- Location
- MELBOURNE, VIC
Authorised financial services
Licence conditions34 items
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
Frequently asked questions about AFSL 314970
What is AFSL 314970?
AFSL 314970 is the Australian Financial Services Licence held by the Northern Trust Company, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 314970 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 314970, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments, Non-Cash Payments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 314970?
Look up the company or AFSL 314970 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.