Northern Trust Securities Australia Pty Ltd
This is the public ASIC register record for Northern Trust Securities Australia Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 529894
- Status
- Current
- Issued
- 2021-12-10
- ABN
- 79 648 476 055
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions11 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
to wholesale clients.
Frequently asked questions about AFSL 529894
What is AFSL 529894?
AFSL 529894 is the Australian Financial Services Licence held by Northern Trust Securities Australia Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 529894 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 529894, the licensee is authorised for Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 529894?
Look up the company or AFSL 529894 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.