Tcm Macro Pty Ltd

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

derivatives;

foreign exchange contracts;

interests in managed investment schemes excluding investor directed portfolio services;

securities;

Australian carbon credit units; and

eligible international emissions units; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives; and

foreign exchange contracts; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

derivatives;

foreign exchange contracts;

interests in managed investment schemes excluding investor directed portfolio services;

securities;

Australian carbon credit units; and

eligible international emissions units; and

arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

arranging for another person to apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:

Australian carbon credit units; and

eligible international emissions units;

to wholesale clients.