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Seneca Financial Solutions Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 492686

This is the public ASIC register record for Seneca Financial Solutions Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
492686
Status
Current
Issued
2018-11-01
ABN
17 610 665 711
Location
MELBOURNE, VIC
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions44 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

securities;

standard margin lending facility;

superannuation; and

financial products limited to:

miscellaneous financial investment products limited to MDA services;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

interests in managed investment schemes limited to:

MDA services;

securities; and

financial products limited to:

miscellaneous financial investment products limited to MDA services;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services;

securities;

standard margin lending facility;

superannuation; and

financial products limited to:

miscellaneous financial investment products limited to MDA services; and

underwriting:

an issue of securities; and

provide the following custodial or depository services:

operate custodial or depository services other than investor directed portfolio services;

to retail and wholesale clients.

Related licences & representatives (5)

Frequently asked questions about AFSL 492686

What is AFSL 492686?

AFSL 492686 is the Australian Financial Services Licence held by Seneca Financial Solutions Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 492686 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 492686, the licensee is authorised for Credit & Lending, Custodial Services, Deposit Products, Derivatives, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 492686?

Look up the company or AFSL 492686 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 492686 — SENECA FINANCIAL SOLUTIONS PTY LTD (MELBOURNE, VIC)