Hmc Capital Investments Limited
This is the public ASIC register record for Hmc Capital Investments Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 478061
- Status
- Current
- Issued
- 2016-03-11
- ABN
- 34 606 555 480
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions56 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;
general insurance products to wholesale clients;
life products limited to investment life insurance products to wholesale clients;
life products limited to life risk insurance products to wholesale clients;
managed investment schemes including IDPS to wholesale clients;
non-basic deposit products to wholesale clients;
retirement savings accounts to wholesale clients;
securities to wholesale clients; and
superannuation to wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
general insurance products to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
general insurance products to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to underwrite a financial product limited to:
managed investment schemes to wholesale clients; and
securities to wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to the following named scheme: HMC Capital High Conviction Alternatives Fund (ARSN 666525677) which holds the
following types of property;
financial assets to retail and wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to the specified scheme types(s) only:
direct real property to retail and wholesale clients;
financial assets to retail and wholesale clients;
mortgages limited to contributory mortgages - general authority to retail and wholesale clients;
mortgages limited to contributory mortgages - specific authority to retail and wholesale clients;
mortgages limited to direct mortgages to retail and wholesale clients;
mortgages limited to pooled mortgages to retail and wholesale clients; and
mortgages limited to unit trusts to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to wholesale clients.
Related licences & representatives (4)
Frequently asked questions about AFSL 478061
What is AFSL 478061?
AFSL 478061 is the Australian Financial Services Licence held by Hmc Capital Investments Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 478061 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 478061, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, General Insurance, Life Insurance, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.
How do I verify AFSL 478061?
Look up the company or AFSL 478061 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.