Waratah Funds Management Limited
This is the public ASIC register record for Waratah Funds Management Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 477840
- Status
- Current
- Issued
- 2016-04-21
- ABN
- 83 606 091 543
- Location
- NEUTRAL BAY, NSW
Authorised financial services
Licence conditions25 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to general financial product advice limited to:
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
derivatives to retail and wholesale clients;
general insurance products to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to:
The following named scheme: WARATAH DIVERSIFIED PROPERTY FUND (ARSN 638819324) which holds the following types of property;
direct real property to retail and wholesale clients; and
financial assets to retail and wholesale clients.
The following named scheme: WARATAH HOTEL FUND (ARSN 123286304) which holds the following types of property;
direct real property limited to stable property trusts or syndicates to retail and wholesale clients; and
financial assets to retail and wholesale clients.
The following named scheme: WARATAH INDUSTRIAL FUND (ARSN 689110227) which holds the following types of property;
direct real property to retail and wholesale clients; and
financial assets to retail and wholesale clients.
Related licences & representatives (1)
Frequently asked questions about AFSL 477840
What is AFSL 477840?
AFSL 477840 is the Australian Financial Services Licence held by Waratah Funds Management Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 477840 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 477840, the licensee is authorised for Deposit Products, Derivatives, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 477840?
Look up the company or AFSL 477840 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.