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Global X Management (Aus) Limited

CurrentAustralian Financial Services LicenceAFSL 466778

This is the public ASIC register record for Global X Management (Aus) Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
466778
Status
Current
Issued
2015-02-27
ACN
150433828
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions26 items

This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:

Provide financial product advice limited to general financial product advice limited to:

basic deposit products to retail and wholesale clients;

debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;

derivatives to retail and wholesale clients;

foreign exchange contracts to retail and wholesale clients;

managed investment schemes excluding IDPS to retail and wholesale clients;

non-basic deposit products to retail and wholesale clients; and

securities to retail and wholesale clients.

Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:

derivatives to retail and wholesale clients;

foreign exchange contracts to retail and wholesale clients;

managed investment schemes limited to own managed investment schemes to retail and wholesale clients; and

securities to retail and wholesale clients.

Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:

basic deposit products to retail and wholesale clients;

debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;

derivatives to retail and wholesale clients;

foreign exchange contracts to retail and wholesale clients;

managed investment schemes excluding IDPS to retail and wholesale clients;

non-basic deposit products to retail and wholesale clients; and

securities to retail and wholesale clients.

Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to the specified scheme types(s) only:

derivatives to retail and wholesale clients; and

financial assets to retail and wholesale clients.

Provide a custodial or depository service other than IDPS to retail and wholesale clients.

Related licences & representatives (1)

Frequently asked questions about AFSL 466778

What is AFSL 466778?

AFSL 466778 is the Australian Financial Services Licence held by Global X Management (Aus) Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 466778 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 466778, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 466778?

Look up the company or AFSL 466778 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.