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Keystone Capital Limited

CurrentAustralian Financial Services LicenceAFSL 439327

This is the public ASIC register record for Keystone Capital Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
439327
Status
Current
Issued
2013-09-02
ABN
80 163 616 064
Location
ADELAIDE, SA
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions32 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice to retail and wholesale clients for the following classes of financial products:

interests in managed investment schemes excluding investor directed portfolio services; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:

interests in managed investment schemes excluding investor directed portfolio services; and

issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:

derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:

management or mitigation of the financial consequences of particular circumstances happening; or

avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates); and

securities; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

general insurance products; and

interests in managed investment schemes excluding investor directed portfolio services; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:

derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:

management or mitigation of the financial consequences of particular circumstances happening; or

avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates); and

securities; and

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) to retail and wholesale clients in its capacity as responsible entity:

"Kc Select Income Fund" scheme (ARSN: 615 690 732),

a scheme which only holds the following types of property:

financial assets; and

mortgages; and

"Kc Diversified Income Fund" scheme (ARSN: 615 690 876),

a scheme which only holds the following types of property:

financial assets; and

mortgages; and

provide the following custodial or depository services to wholesale clients:

operate custodial or depository services other than investor directed portfolio services.

Frequently asked questions about AFSL 439327

What is AFSL 439327?

AFSL 439327 is the Australian Financial Services Licence held by Keystone Capital Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 439327 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 439327, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 439327?

Look up the company or AFSL 439327 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.