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Blue Ocean Equities Pty Limited

CurrentAustralian Financial Services LicenceAFSL 412765

This is the public ASIC register record for Blue Ocean Equities Pty Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
412765
Status
Current
Issued
2011-12-23
ABN
53 151 186 935
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions31 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services;

securities; and

financial products limited to:

miscellaneous financial investment products limited to MDA services; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services;

securities; and

financial products limited to:

miscellaneous financial investment products limited to MDA services;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services;

securities; and

financial products limited to:

miscellaneous financial investment products limited to MDA services; and

underwriting:

interests in managed investment schemes; and

an issue of securities;

to wholesale clients.

Frequently asked questions about AFSL 412765

What is AFSL 412765?

AFSL 412765 is the Australian Financial Services Licence held by Blue Ocean Equities Pty Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 412765 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 412765, the licensee is authorised for Deposit Products, Derivatives, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 412765?

Look up the company or AFSL 412765 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.