Spi Funds Management Pty Ltd
This is the public ASIC register record for Spi Funds Management Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 407113
- Status
- Current
- Issued
- 2011-09-08
- ABN
- 97 150 568 282
- Location
- PORT MELBOURNE, VIC
Authorised financial services
Licence conditions17 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
from 1 July 2022, securities in a CCIV; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
arranging for another person to issue, vary or dispose of a financial product in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services;
to wholesale clients.
Related licences & representatives (2)
Frequently asked questions about AFSL 407113
What is AFSL 407113?
AFSL 407113 is the Australian Financial Services Licence held by Spi Funds Management Pty Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 407113 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 407113, the licensee is authorised for Deposit Products, General Insurance, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 407113?
Look up the company or AFSL 407113 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.