Neuberger Berman Australia Ltd
This is the public ASIC register record for Neuberger Berman Australia Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 391401
- Status
- Current
- Issued
- 2011-04-01
- ABN
- 90 146 033 801
- Location
- MELBOURNE, VIC
Authorised financial services
Licence conditions21 items
This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients; and
managed investment schemes excluding IDPS to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Provide a custodial or depository service other than IDPS to retail and wholesale clients.
Frequently asked questions about AFSL 391401
What is AFSL 391401?
AFSL 391401 is the Australian Financial Services Licence held by Neuberger Berman Australia Ltd, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 391401 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 391401, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 391401?
Look up the company or AFSL 391401 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.