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Dmp Asset Management Ltd

CurrentAustralian Financial Services LicenceAFSL 383580

This is the public ASIC register record for Dmp Asset Management Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
383580
Status
Current
Issued
2010-12-14
ABN
77 145 590 316
Location
MELBOURNE, VIC
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions47 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice to wholesale clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services; and

securities;

provide general financial product advice to retail and wholesale clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services; and

securities;

deal in a financial product to retail and wholesale clients by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

interests in managed investment schemes limited to:

own managed investment scheme only; and

securities;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services; and

securities; and

underwriting:

interests in managed investment schemes; and

an issue of securities; and

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:

"DMP Australian Small Caps Trust" scheme (ARSN: 609 023 654),

a scheme which only holds the following types of property:

financial assets; and

"DMP Australian Equities Trust" scheme (ARSN: 618 530 475),

a scheme which only holds the following types of property:

financial assets.

provide the following custodial or depository services to retail and wholesale clients:

operate custodial or depository services other than investor directed portfolio services.

Related licences & representatives (1)

Frequently asked questions about AFSL 383580

What is AFSL 383580?

AFSL 383580 is the Australian Financial Services Licence held by Dmp Asset Management Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 383580 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 383580, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 383580?

Look up the company or AFSL 383580 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 383580 — DMP ASSET MANAGEMENT LTD (MELBOURNE, VIC)