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Stapleton Asset Management Limited

CurrentAustralian Financial Services LicenceAFSL 341990

This is the public ASIC register record for Stapleton Asset Management Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
341990
Status
Current
Issued
2010-08-27
ABN
41 140 049 743
Location
DOUBLE BAY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions22 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice for the following classes of financial products:

interests in managed investment schemes excluding investor directed portfolio services;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives; and

interests in managed investment schemes excluding investor directed portfolio services; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

foreign exchange contracts;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:

"Itrust Investment Fund" scheme (ARSN: 625 636 231),

a scheme which only holds the following types of property:

financial assets; and

provide the following custodial or depository services:

operate custodial or depository services other than investor directed portfolio services;

to retail and wholesale clients.

Related licences & representatives (6)

Frequently asked questions about AFSL 341990

What is AFSL 341990?

AFSL 341990 is the Australian Financial Services Licence held by Stapleton Asset Management Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 341990 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 341990, the licensee is authorised for Custodial Services, Deposit Products, Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 341990?

Look up the company or AFSL 341990 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.