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Ocean Securities Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 340218

This is the public ASIC register record for Ocean Securities Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
340218
Status
Current
Issued
2009-12-16
ABN
29 115 615 613
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions27 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services; and

securities; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

interests in managed investment schemes limited to:

own managed investment scheme only;

MDA services; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

interests in managed investment schemes limited to:

MDA services; and

securities;

to wholesale clients.

Related licences & representatives (2)

Frequently asked questions about AFSL 340218

What is AFSL 340218?

AFSL 340218 is the Australian Financial Services Licence held by Ocean Securities Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 340218 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 340218, the licensee is authorised for Deposit Products, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 340218?

Look up the company or AFSL 340218 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.