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Argonaut Securities Pty Limited

CurrentAustralian Financial Services LicenceAFSL 274099

This is the public ASIC register record for Argonaut Securities Pty Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
274099
Status
Current
Issued
2004-07-01
ABN
72 108 330 650
Location
PERTH, WA
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions37 items

This licence authorises the licensee to carry on a financial services business to:

provide financial product advice to retail and wholesale clients for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility;

superannuation; and

provide financial product advice to wholesale clients for the following classes of financial products:

Australian carbon credit units;

eligible international emissions units; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:

derivatives;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

deposit products other than basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility;

superannuation; and

applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:

Australian carbon credit units;

eligible international emissions units; and

underwriting to retail and wholesale clients:

interests in managed investment schemes; and

an issue of securities.

Related licences & representatives (8)

Frequently asked questions about AFSL 274099

What is AFSL 274099?

AFSL 274099 is the Australian Financial Services Licence held by Argonaut Securities Pty Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 274099 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 274099, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Managed Investments, Securities and Superannuation. The exact authorisations and conditions are listed above.

How do I verify AFSL 274099?

Look up the company or AFSL 274099 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 274099 — ARGONAUT SECURITIES PTY LIMITED (PERTH, WA)