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Bt Securities Ltd

CurrentAustralian Financial Services LicenceAFSL 233722

This is the public ASIC register record for Bt Securities Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
233722
Status
Current
Issued
2004-02-09
ABN
84 000 720 114
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions30 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice for the following classes of financial products:

deposit and payment products limited to:

basic deposit products;

derivatives;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility; and

financial products limited to miscellaneous financial investment products limited to managed investment warrants:

to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and

the is transferable; and

that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

standard margin lending facility; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

deposit and payment products limited to:

basic deposit products;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes including:

investor directed portfolio services;

securities;

standard margin lending facility; and

financial products limited to miscellaneous financial investment products limited to managed investment warrants:

to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and

that is transferable; and

that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX;

to retail and wholesale clients.

Frequently asked questions about AFSL 233722

What is AFSL 233722?

AFSL 233722 is the Australian Financial Services Licence held by Bt Securities Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 233722 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 233722, the licensee is authorised for Credit & Lending, Deposit Products, Derivatives, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 233722?

Look up the company or AFSL 233722 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.