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Alliancebernstein Australia Limited

CurrentAustralian Financial Services LicenceAFSL 230698

This is the public ASIC register record for Alliancebernstein Australia Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
230698
Status
Current
Issued
2003-09-30
ABN
53 095 022 718
Location
SYDNEY, NSW
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions24 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice for the following classes of financial products:

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities;

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

derivatives;

foreign exchange contracts;

debentures, stocks or bonds issued or proposed to be issued by a government;

interests in managed investment schemes excluding investor directed portfolio services; and

securities; and

underwriting:

interests in managed investment schemes; and

an issue of securities;

to retail and wholesale clients.

Related licences & representatives (1)

Frequently asked questions about AFSL 230698

What is AFSL 230698?

AFSL 230698 is the Australian Financial Services Licence held by Alliancebernstein Australia Limited, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 230698 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 230698, the licensee is authorised for Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.

How do I verify AFSL 230698?

Look up the company or AFSL 230698 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.

AFSL 230698 — ALLIANCEBERNSTEIN AUSTRALIA LIMITED (SYDNEY, NSW)