Alliancebernstein Investment Management Australia Limited
This is the public ASIC register record for Alliancebernstein Investment Management Australia Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 230683
- Status
- Current
- Issued
- 2003-09-30
- ABN
- 58 007 212 606
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions28 items
This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
derivatives; and
financial assets;
to retail and wholesale clients.
Frequently asked questions about AFSL 230683
What is AFSL 230683?
AFSL 230683 is the Australian Financial Services Licence held by Alliancebernstein Investment Management Australia Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 230683 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 230683, the licensee is authorised for Derivatives, Foreign Exchange, Managed Investments and Securities. The exact authorisations and conditions are listed above.
How do I verify AFSL 230683?
Look up the company or AFSL 230683 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.