Iexi Pty Ltd

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice for the following classes of financial products:

derivatives limited to an assigned life policy arrangement;

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

financial products limited to:

miscellaneous financial risk products limited to an assigned life policy arrangement;

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives limited to an assigned life policy arrangement; and

financial products limited to:

miscellaneous financial risk products limited to an assigned life policy arrangement; and

arranging for another person to apply for, acquire, vary or dispose of a financial products in respect of the following classes of products:

life products including:

investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and

provide a claims handling and settling service limited to:

the person assists another person to make a claim under an insurance product;

the person makes a recommendation, or states an opinion, in the following circumstances:

the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and

the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim; and

the person represents a person insured under an insurance product in pursuing a claim under the product;

to retail and wholesale clients.