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Sumo Financial Services Pty Ltd

CurrentAustralian Financial Services LicenceAFSL 505704

This is the public ASIC register record for Sumo Financial Services Pty Ltd's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.

Licence overview

AFSL
505704
Status
Current
Issued
2018-05-14
ABN
40 623 241 421
Location
MILTON, QLD
Monitor this licence for status changesFree →

Authorised financial services

Licence conditions19 items

This licence authorises the licensee to carry on a financial services business to:

provide general financial product advice only, for the following classes of financial products:

derivatives;

Australian carbon credit units;

eligible international emissions units; and

financial products limited to:

miscellaneous financial risk products limited to value risk products; and

deal in a financial product by:

issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

derivatives; and

financial products limited to:

miscellaneous financial risk products limited to value risk products; and

applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

derivatives;

Australian carbon credit units;

eligible international emissions units; and

financial products limited to:

miscellaneous financial risk products limited to value risk products;

to wholesale clients.

Frequently asked questions about AFSL 505704

What is AFSL 505704?

AFSL 505704 is the Australian Financial Services Licence held by Sumo Financial Services Pty Ltd, recorded on ASIC's AFSL register.

Is this licence current?

On the latest public ASIC data shown here, AFSL 505704 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.

What is this licensee authorised to do?

Under AFSL 505704, the licensee is authorised for Credit & Lending, Derivatives and Managed Investments. The exact authorisations and conditions are listed above.

How do I verify AFSL 505704?

Look up the company or AFSL 505704 on ASIC Connect, then compare the status and details there with this page.

Is this the official ASIC register?

No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.