Rochford Capital Pty Limited
This is the public ASIC register record for Rochford Capital Pty Limited's Australian Financial Services Licence. Review the status, authorisations and conditions below, and confirm anything time-critical on ASIC Connect.
Licence overview
- AFSL
- 361276
- Status
- Current
- Issued
- 2010-08-12
- ABN
- 40 143 601 594
- Location
- SYDNEY, NSW
Authorised financial services
Licence conditions21 items
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts; and
interests in managed investment schemes excluding investor directed portfolio services;
deal in a financial product to wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts; and
interests in managed investment schemes excluding investor directed portfolio services; and
make a market to retail and wholesale clients for the following financial products:
foreign exchange contracts; and
make a market to wholesale clients for the following financial products:
derivatives.
Frequently asked questions about AFSL 361276
What is AFSL 361276?
AFSL 361276 is the Australian Financial Services Licence held by Rochford Capital Pty Limited, recorded on ASIC's AFSL register.
Is this licence current?
On the latest public ASIC data shown here, AFSL 361276 is current and active. Status can change, so confirm on ASIC Connect for time-critical decisions.
What is this licensee authorised to do?
Under AFSL 361276, the licensee is authorised for Deposit Products, Derivatives, Foreign Exchange and Managed Investments. The exact authorisations and conditions are listed above.
How do I verify AFSL 361276?
Look up the company or AFSL 361276 on ASIC Connect, then compare the status and details there with this page.
Is this the official ASIC register?
No. AFSL Search is an independent lookup tool built on public ASIC register data — not affiliated with ASIC. Rely on ASIC Connect for official confirmation.